Jeffrey Kob Law is primarily a securities litigation firm serving the diverse needs of the financial services industry from the boardroom to the courtroom. We have dedicated much of our practice to providing counsel to securities industry licensed firms and individuals who become involved in a securities license issue with a regulator or claims for civil liability in the various forums available to claimants.
We represent individuals, firms and companies in prelitigation counseling and adversarial and administrative proceedings before state and federal courts, alternative resolution forums (including AAA, FINRA (previously NASD) and JAMS) and state and federal regulatory agencies across the United States. We have extensive securities litigation experience in cases ranging from employment matters and customer disputes to regulatory issues before the SEC, FINRA and/or State actions. Jeffrey Kob Law was built on the foundation of client service through hands-on, practical experience. We endeavor to serve as a strategic partner to our clients by providing cost- effective and superior legal services, understanding our clients’ business and challenges and leveraging our unique experience to fulfill our clients’ objectives.
Kob Law is built on the understanding that the law is the means to realize our clients’ objectives, but its practice requires an intimate understanding of our clients’ businesses and industries. Mr. Kob is uniquely prepared to assist parties with securities regulatory and litigation needs. His securities expertise spans that of a regulator to that of a member firm. (SEC Enforcement attorney to General Counsel for a nationwide securities broker dealer, utilizing the independent contractor model] He knows the challenges and objectives faced by regulated parties and offers both legal and practical solutions.
OUR PRINCIPLES
Our firm was created based on the following guiding principles:
Hands-on, practical experience matters to clients and effective resolution..
Practice with the highest standards of ethics and integrity.
Direct engagement with client.
Solve problems- Utilize substantial securities regulatory and litigation experience achieve results for industry members and associated persons
Client satisfaction
Never miss a deadline.
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